The Privacy Policy notice for Cavalcade Capital LLC, explains how we collect, use, and safeguard personal information of our customers.

Our Privacy Policy is designed to protect the privacy and security of the personal information we collect from our customers. We collect nonpublic personal information to provide advisory services, such as income, spending habits, investment objectives, and financial records. We have strict safeguards in place to ensure the confidentiality of this information. We do not disclose customer information except as necessary for business transactions, compliance, or as authorized by the customer. If you decide to close your account or become inactive, our privacy policies will still apply. If there are any material changes to our privacy policy, we will provide written notice and give you the opportunity to limit or opt-out of any new disclosure arrangements. If you have any questions, please contact our Chief Compliance Officer.

The Business Continuity and Disaster Recovery Plan for Cavalcade Capital LLC, outlines the steps to be taken in the event of a major disruption or disaster.

Our Business Continuity and Disaster Recovery Plan is an essential part of our operations at Cavalcade Capital LLC. We understand the importance of being prepared for any potential disruptions that may occur, whether it's a natural disaster, accident, or other unforeseen event. Our plan outlines the steps that our team will take in the event of a disaster, ensuring that our clients' needs are met and our business can continue to operate smoothly. We have designated a Primary Disaster Recovery Coordinator who is responsible for testing and updating the plan regularly. In the event of a significant business disruption, we have measures in place to communicate with our team and clients, including telecommuting options and alternative office locations. Our priority is the safety and well-being of our team and clients, and we are committed to maintaining the highest level of service even in challenging circumstances.

The Code of Ethics for Cavalcade Capital LLC, outlines the company's fiduciary duty, compliance standards, and guidelines for professional conduct.

Cavalcade Capital LLC's Code of Ethics and Reporting Requirements document is a comprehensive guide that outlines ethical standards, fiduciary duty, and compliance with securities laws. It covers various areas such as personal trading policies, insider trading prevention, reporting requirements for personal transactions and holdings, and guidelines for professional standards. The document also highlights the seriousness of violations and the importance of transparency and protecting clients' interests.

The Compliance Policies & Procedures Manual for Cavalcade Capital LLC, outlines various policies and procedures related to compliance, registration, record-keeping, marketing, custody, trading practices, privacy, and cybersecurity.

The document provides comprehensive information on various policies and procedures followed by Cavalcade Capital LLC, an investment adviser. It covers topics such as succession planning, principal and agency cross transactions, record-keeping requirements, identity theft protection, compliance with federal securities laws, Form ADV disclosure requirements, and privacy and cybersecurity measures. The document emphasizes the importance of transparency, compliance, and client protection in Cavalcade's operations.

The Form CRS is designed to convey the nature of our Cavalcade Capital LLC client relationships and what services they can expect from our firm and its individual professionals, primarily in terms of a fee-based investment advisory.

Our Form CRS can be found here.